Senior Managers and Certification Regime (SM&CR) is a UK initiative which hopes to reduce harm to consumers and strengthen market integrity by raising new standards of personal conduct for everyone working in financial services.

We hope that all firms are comfortable with implementing SM&CR into the processes. If not, we’re here to give a helping hand to help ensure that firms establish healthy cultures and effective governance.

Remember, culture remains central to how the FCA supervise regulated firms – and the successful application of SM&CR is a key area.

Units

- Overview of the SM&CR and an explanation of the 3 elements that it encompasses, including the senior manager regime

- Certification regime

- Conduct rules

- HR & the FCA

Price includes VAT.